Impending Compliance Deadline
With the deadline to register with the SEC quickly approaching on February 14, 2012, many private fund managers are beginning to appoint their Chief Compliance Officers (“CCOs”).

Did you draw the short straw and get the CCO responsibility? 

Many law firms have offered free informational seminars that provide an overview of compliance with the Dodd-Frank Act and SEC registration. Only SageTree Seminars is explaining the nuts and bolts of what you need to do as the CCO. The "CCO Boot Camp" has an intensive, all-day agenda, packed with information, advice and step-by-step compliance training. The event is led by a distinguished panel of compliance officers, attorneys and former regulators. There is plenty of opportunity to interact and address concerns regarding compliance with peers. We have received overwhelming feedback - read the testimonials from recent attendees. Read the Reuters article on SageTree.

You will walk away with a Compliance Manual worth thousands of dollars, and a detailed explanation of how to implement it at your company.

Throughout the day panelists discuss real-life situations, addressing questions such as:
- Do you or any of your employees need to take any exams?
- Does your company need to register with one state, many states or the SEC?
- How do you legally pay referral fees to contacts who refer you investors in your funds?
- What ongoing filings does your company need to make?
- Why does a managed account cause significant compliance issues?

Register now for one of the dates below and let us help you meet the impending compliance deadline.

Who should attend:
CCOs, CFOs, COOs, in-house counsel of private equity/hedge fund managers

Registration Fee: $1,495 (includes breakfast, lunch and refreshments)

Dates Offered (New York City):
Thursday, October 20, 2011: Details & Registration

Thursday, November 17, 2011: Details & Registration

Thursday, December 8, 2011: Details & Registration

Thursday, January 12, 2012: Details & Registration

Thursday, February 2, 2012: Details & Registration

If you have any questions, please contact us at info@sagetreeseminars.com or call (888) 211-2198.   For more details, please click on menu links on the left and right.