Agenda
| 8:00-8:30 AM | Breakfast/Morning Networking |
| 8:30-10:00 AM | Session 1: Investment Advisers Act & Related Compliance Issues |
| A detailed presentation discussing the Investment Advisers Act and other issues necessary to understand to be compliant with the new law. | |
| 10:00-10:15 AM | Coffee Break |
| 10:15-12:00 PM | Session 2: SEC Registration and IARD |
| An overview of SEC registration as well as a hands-on demonstration on how to use the IARD system that every private fund manager that registers under the Investment Advisers Act will need to use. | |
| 12:00-1:00 PM | Lunch (provided) & Networking |
| 1:00-3:00 PM | Session 3: Form ADV |
| A workshop in which every section of Part 1 and Part 2 of Form ADV will be discussed and explained so that private fund managers can provide proper disclosure to the SEC. | |
| 3:00-3:15 PM | Coffee Break |
| 3:15-4:00 PM | Session 4: Compliance Manual |
| A detailed presentation in which an updated compliance manual will be discussed. Private fund managers who need to implement such a program can understand the various issues in implementing various policies and procedures. | |
| 4:00-5:00 PM |
Panelist Q&A/Roundtable Discussion Discuss and get feedback from peers and expert panelists on practical compliance issues at your company such as implementation, policies and procedures. |
